Tools

Practical licensing decision tools

Use the tools to structure the first conversation. They surface routes, gaps, and official links, but they do not replace regulator materials or advisers.

route-planning

Licence Finder

Map business activities to likely route questions, warning levels, checklists, and official sources.

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route-planning

Jurisdiction Comparison

Compare jurisdictions by route, people, capital, timeline, registers, and watch-outs.

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evidence

Application Readiness Checklist

Score the application pack and convert missing items into adviser-ready next steps.

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route-planning

Timeline Estimator

Estimate indicative timing ranges and likely delay factors based on readiness and complexity.

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people

Individual Fit & Proper / Key Person Readiness Checker

A guided adviser-prep worksheet that turns user facts into source-linked questions, evidence gaps, and next steps.

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evidence

Corporate Application Evidence Pack Builder

A guided adviser-prep worksheet that turns user facts into source-linked questions, evidence gaps, and next steps.

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route-planning

Activity-to-Permission Mapper

A guided adviser-prep worksheet that turns user facts into source-linked questions, evidence gaps, and next steps.

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risk

Client Classification Checker

A guided adviser-prep worksheet that turns user facts into source-linked questions, evidence gaps, and next steps.

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risk

Cross-Border Marketing Risk Triage

A guided adviser-prep worksheet that turns user facts into source-linked questions, evidence gaps, and next steps.

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risk

Custody / Client Asset Trigger Checker

A guided adviser-prep worksheet that turns user facts into source-linked questions, evidence gaps, and next steps.

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evidence

Capital & Financial Resources Planner

A guided adviser-prep worksheet that turns user facts into source-linked questions, evidence gaps, and next steps.

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people

Responsible Officer / SMF / Representative Matrix Builder

A guided adviser-prep worksheet that turns user facts into source-linked questions, evidence gaps, and next steps.

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evidence

AML/CFT Policy Gap Checker

A guided adviser-prep worksheet that turns user facts into source-linked questions, evidence gaps, and next steps.

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evidence

Outsourcing & Vendor Control Mapper

A guided adviser-prep worksheet that turns user facts into source-linked questions, evidence gaps, and next steps.

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evidence

Compliance Calendar Generator

A guided adviser-prep worksheet that turns user facts into source-linked questions, evidence gaps, and next steps.

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registers

Public Register Due Diligence Checklist

A guided adviser-prep worksheet that turns user facts into source-linked questions, evidence gaps, and next steps.

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registers

Clone-Firm Red Flag Checker

A guided adviser-prep worksheet that turns user facts into source-linked questions, evidence gaps, and next steps.

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evidence

Consultant Proposal Comparator

A guided adviser-prep worksheet that turns user facts into source-linked questions, evidence gaps, and next steps.

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route-planning

Licence Variation / Permission Expansion Checker

A guided adviser-prep worksheet that turns user facts into source-linked questions, evidence gaps, and next steps.

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jurisdiction-specific

US Adviser vs Broker-Dealer Compensation Mapper

A guided adviser-prep worksheet that turns user facts into source-linked questions, evidence gaps, and next steps.

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jurisdiction-specific

HK Type 1 / Type 4 / Type 9 Mapper

A guided adviser-prep worksheet that turns user facts into source-linked questions, evidence gaps, and next steps.

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jurisdiction-specific

SG CMS Route Triage

A guided adviser-prep worksheet that turns user facts into source-linked questions, evidence gaps, and next steps.

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jurisdiction-specific

UK FCA Permissions / SM&CR / CASS Mapper

A guided adviser-prep worksheet that turns user facts into source-linked questions, evidence gaps, and next steps.

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jurisdiction-specific

Australia AFSL Authorisation Matrix

A guided adviser-prep worksheet that turns user facts into source-linked questions, evidence gaps, and next steps.

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route-planning

Family Office Licensing Triage

A guided adviser-prep worksheet that turns user facts into source-linked questions, evidence gaps, and next steps.

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risk

Fund Marketing / Private Placement Checker

A guided adviser-prep worksheet that turns user facts into source-linked questions, evidence gaps, and next steps.

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registers

Ask Official Sources

Search approved official-source records and return cited source links before drafting conclusions.

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